CORE RegTech – Efficiency in control

CORE RegTech is a cloud-based compliance platform that is configurable to your organisation, in every jurisdiction in which you operate. The platform is proven to simplify and streamline compliance controls and reduce the burden of compliance administration by managing data efficiently and effectively, thereby releasing compliance resource to add real value to the firm.

With a control centre for super-users and a unique personal compliance page for every user, CORE RegTech provides firms with comprehensive oversight and control over their compliance requirements and employees, with proven results in improving compliance culture and ownership.

CORE RegTech provides you with a unique, fully integrated solution to manage your compliance requirements, eliminating the need for multiple, stand alone and often complex modules that do not communicate with each other and are not cost effective.

Our advisers will work with you is setting up your system and provide continuous support ensuring that you obtain maximum value from the system

With CORE RegTech, you get complete functionality for a single price including:

  • Compliance Monitoring and Testing Programme
  • Documentation Hosting
  • Regulatory Liaison Repository
  • SMCR Module
  • Attestations / Declarations Management
  • Regulatory Filings Task Management
  • Financial Promotion Review and Approval
  • Incident Management, including complaints, breaches and trade errors
  • Conflicts Suite (G&E, PA Dealing, Outside Business)
  • Regulatory Project Management Tool
  • Reporting

All of this with full dashboard oversight helping to ensure that you never miss a deadline again

Benefits of Using CORE RegTech

  • Tried and tested compliance solution used by thousands of users globally
  • Single compliance solution for most of your compliance requirements
  • Consolidation of all your compliance platforms
  • Brings efficiency and effectiveness to your business, saving time and money
  • Continuity control when key staff change or are unavailable e.g. maternity leave
  • Real-time compliance dashboard
  • Full audit trail of compliance activities
  • Improved corporate memory when dealing with regulators
  • Business and usual solution with business continuity at heart
  • Cloud-based solution, making deployment and integration simple
  • Scalable to your business, no matter how small or large
  • Flexible whenever you need to add or remove users


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